We offer succession planning and consulting expertise in the event of your death, disability, or retirement. You’ll have a clear exit strategy if you choose, and your family will have the safety and liquidity they will need if things don’t go according to plan.
In addition, you will have access to:
- Independent Valuation Services
- Formal Legal Agreements
- Funding Models
- Active participation in identifying and securing tuck-in and new advisors for your practice
Formal Legal Agreements
- GVA – RIA Succession Agreement
- Business Continuity Plan – You can search “Business Continuity Plan” in the Resource Center on ClientWorks and use the LPL template located there to create your own business continuity plan. There is also a video on this page to help you understand the importance of being prepared.
- LPL F647 Assignment of Accounts and Trail Commissions and Fees
- Buy-Sell Asset Purchase Agreement – Customizable Template (Please be careful to update all areas of the document, including applicable dates and names and obtain legal review.)
Please contact Operations with any questions.
